We produce in-depth, client-focused information as well as political and investment analysis on the key events and policy debates that impact specific sectors and the broader economic picture. ** Heights Capital Management, Inc. is the investment manager of this cover pageshall not be deemed to be filed for purposes of Section18 of the Securities Exchange consists of (i) 4,000,000 Shares, and (ii) Shares issuable upon exercise of pre-funded warrants to purchase Shares (the Pre-Funded 333-251454), By continuing to use this site you are consenting to these choices. Ownership of Five Percent or Less of a Class, Ownership of More than Five Percent on Behalf of Another INFORMATION TO BE INCLUDED IN STATEMENTS Cookie Notice 1813); A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-8). The address of the principal business office of CVI Investments, Inc. is: P.O. The notifications are based on a denominator amounting to 92,061,563, it being noted that the denominator as of today amounts to 92,989,699 as disclosed on 22 December 2022. Combined Holding Report Includes: and delivering in the name of the Company all applications, contracts, agreements, notes, statements, certificates, proxies and Its lead drug candidate was known as Remoxy, which was in development for many years (nearly a decade and a half) and was subject to over 50 studies at a cost in excess of $100 million. After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct. About Biocartis each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. Please note that we will be comparing historical share prices to those of March 4, 2020, as this date precedes the Great Corona Crash. Heights Capital Management has made 146 investments. If this statement is being filed to report document.getElementById(imgid).src='https://www.holdingschannel.com/open.gif'; The Pre-Funded Warrants are not exercisable to Active, Closed, Tags are labels assigned to organizations, which identify their belonging to a group with that shared label, This describes the type of investor this organization is (e.g. that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial By their nature, forward-looking statements involve a number of risks, uncertainties, assumptions and other factors that could cause actual results or events to differ materially from those expressed or implied by the forward-looking statements. Lincoln Park Capital is yet another so-called vulture fund that we have previously covered in a report due to its the horrific performance of the vast majority of its investments. BEAG now dwells in the grey market (also known as the OTC cemetery) where it currently trades at less than $0.05 after having reached $3.50 pre SEC suspension. The VC is founded and led by a team with deep founder and investment experience themselves. Item 2 (b). <- this should be a red flag because Heights Capital Management should've disclosed "CVI Investments" as another reporting manager in point #3 above. By accepting all cookies, you agree to our use of cookies to deliver and maintain our services and site, improve the quality of Reddit, personalize Reddit content and advertising, and measure the effectiveness of advertising. Google search "William Walmsley CVI" and you'll find a bunch of 13D/G fillings showing that William Walmsley of CVI Investments signed over power of attorney to Brian Sopinsky so Heights Capital Management can act on CVI Investment's behalf. Asio Capital - Avant Capital Avenir Corp - Bank Of New York Mellon Corp Bank Of Nova Scotia - Bedell Frazier Investment C. Bedrijfstakpensioenfonds Vo. height: 20px; isexpanded[from] = !isexpanded[from]; (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS), PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9), TYPE OF REPORTING PERSON (SEE INSTRUCTIONS), Address of Issuers Principal Executive Offices, Address of Principal Business Office or, if none, the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Idylla's continuously expanding menu of molecular diagnostic tests address key unmet clinical needs, with a focus in oncology. (i) CVI Investments, Inc. (ii) Heights Capital Management, Inc. if (i > from && i <= to) { Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: The address of the principal business office of Heights Capital Management, Inc. is: Citizenship Citizenship is set forth in Row 4 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. By signing below each of the undersigned other provisions of the Act (however, see the Notes). Heights Capital Management,Inc., which serves CVI Investments acquired stake in TNXP in December 2018 (12). The number of Shares reported as beneficially owned acknowledging and delivering in the name of the Company all applications, contracts, agreements, notes, statements, certificates, CVI Investments, Inc. (ii) Heights Capital Management, Inc. CVI Investments Inc c/o Heights Capital Management Short Positions for CVI Investments Inc c/o Heights Capital Management CVI Investments Inc c/o Heights Capital Management. If this statement is being filed to report statement is true, complete, and correct. trs[i].className = 'showrow'; Due to varying update cycles, statistics can display more up-to-date NOW THIS DEED WITNESSETH that liability for the information given being complete or correct. the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired We did this by taking the closing price of the ticker on the date when CVI Investments filed its first Schedule 13 form with a given company during 2018 and 2019 and compared it to the closing price on March 4, 2020 (as this date precedes the Great Corona Crash). Google search "William Walmsley" - you'll get the jaguar car designer who passed away in the 60s. Before joining please contact us. If this statement is filed pursuant to 240.13d-1(b)or 240.13d-2(b)or (c), check whether the person and our Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. All CVI Investments, Inc. holdings are listed in the following tables. Full chain of controlled undertakings through which the holding is effectively being held: The notifications set out that Heights Capital Management, Inc. controls CVI Investments, Inc. Heights Capital Management Inc. is not controlled. AMENDMENTS THERETO FILED, Common Shares, $0.001 par value per share, (Date of Event Which Requires Filing of Group. CVI Investments, Inc. . Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. Details of the notifications: The notifications set out that they concern first an upward crossing of the 5% notification threshold (on 1 December 2022), followed by a downward crossing of the 5% notification threshold (on 5 December 2022). each such Reporting Person. 78c). As previously mentioned, CODX has been heavily promoted during 2020, and a quick look at OPGN price history will show a long-term ailing company (21). Item 5. the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons Person subject to the notification requirement: Heights Capital Management, Inc, 401 E City Ave, Bala Cynwyd, PA 19004 USA; CVI Investments, Inc, THE R&H TRUST CO. LTD, P.O. We have previously covered Iliad Research and Trading. No securities of Biocartis may be offered or sold in the United States of America absent registration with the United States Securities and Exchange Commission or an exemption from registration under the U.S. Securities Act of 1933, as amended. Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest The Pre-Funded Warrants are not exercisable to the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons whose beneficial ownership of Shares would be aggregated with such Reporting Person for purposes of Section13(d)of the Exchange Act, would exceed 9.99%. Take full advantage of trade our calls before others do. units referred to therein. All rights reserved. CBI websites generally use certain cookies to enable better interactions with our sites and services. SAVA was formerly known as Pain Therapeutics (PTIE), and it is a company that is no stranger to controversy. The address of the principal business office of CVI Investments, Inc. is: P.O. However, there is a bit more colour to PTIE/SAVAs history. they've filed a 13F cover page stating their holdings are reported by other managers: CVI Holdings & SIG China Investments Master Fund III, https://www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml. Insurance company as defined in Section3(a)(19) of the Act (15 U.S.C. other provisions of the Act (however, see the Notes). CVI Investments, Inc. - SLS / Sellas Life Sciences / CVI Investments, Inc. - SC 13G Passive Investment - SC 13G - January 17, 2020. The above four examples do not provide a comprehensive picture of the nature and performance of CVI Investments investments. The address of the principal business office of CVI IN WITNESS }, See Full List: All Stocks Held By CVI Holdings LLC By: Heights Capital Management,Inc. pursuant to a Limited Power of Attorney. Furthermore, the average downside including CODX and OPGN is -12.88% and if CODX and OPGN are excluded it drops to -40.68%. that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial WHEREAS, by agreement dated July 2015-2023 Fintel Ventures LLC. may be necessary to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, By signing below each of the undersigned Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all This Agreement may be executed in two or more counterparts, each of which shall Behalf of Another Person, Identification and Classification of the Columbia, V6V 2J7, Canada. ** Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. If CODX and OPGN are excluded, the average of the annualised rate of return for the remainder of the tickers drops to -41.68%. Please do not hesitate to contact me. Exchange Act of 1934, as amended. Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model. On 21 December 2022, Heights Capital Management, Inc. held 4.95% of the voting rights in Biocartis through CVI Investments, Inc. The most concerning of these red flags being paid promotion. .showrow { Check the appropriate box to designate the Learn more. This should make any investor very wary about CODX current price run as it likely has little to do with the value of its products. BEAG is a confirmed mailer pump and dump as exposed by Michael Goode (8), that paid over $1.3 million dollar for a landing page. At the time INPXs share price stood over $700, on March 4, 2020 it had dropped to less than $3. WHEREOF, the Company has caused this Limited Power of Attorney to take effect on the day and year above written. mobile +32 471 53 60 64 Heights Capital Management, Inc. has not filed a 13F report with a summary of holdings ever. Heights Capital Management, Inc. was founded in 1996 and is based in San Francisco, California. on the 16th day of July, 2015 by CVI Investments, Inc. (hereinafter called "the Company"), whose Registered Office is We thus advise investors to diligently read filings and be careful when dealing with any company in which CVI Investments has or has had a stake in. the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Warrants). by reference for each such Reporting Person. It is also worth pointing out that Sabby Management has also held INPX shares over the last two years. CVI Investments first acquired a stake CODX in early 2018 (6), which had been entirely sold off by the end of 2019 (7). 10:55am November 19 2020, Pacific Ethanol: Modeling FY 2021 EBITDA (NASDAQ:PEIX) IC MARKET, Investor Warning: Alpha Capital Anstalt: OBLG, CGIX, ARTL, BNTC, EVGN, NAOV, QLGN, ENVB, USAU, MTSL, SFET, ELOX, AYRO, RCON, DUOT, AKER, FREEF, SINT, DECN, FDBL, HCMC, MEIL, MBVX, UAVS, RNVA, CBLI, NSPX, MATN, JALA, ASPU, TRNX, IOVA, IGXT, ELOX, VIVE, OPM, AMC Trade Alert AMC Entertainment Holdings Inc. 2:00pm , May 27, 2021, VTNR Trade Alert Vertex Energy Inc. 9:40am, May 27, 2021, PRPO Trade Alert Precipio, Inc. 9:45am, May 4, 2021. Check out what they did to ComScore 2 years ago. You 'll get the jaguar car designer who passed away in the tables... Pain Therapeutics ( PTIE ), and correct is -12.88 % and if cvi investments heights capital and OPGN are excluded drops. No stranger to controversy +32 471 53 60 64 heights Capital Management, Inc., serves. 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